![Original[1].png](https://static.wixstatic.com/media/27a8bd_bd0fa4386abe4700b87b1f5b823c0c22~mv2.png/v1/crop/x_0,y_300,w_3000,h_2400/fill/w_150,h_120,al_c,q_85,usm_1.20_1.00_0.01,enc_auto/Original%5B1%5D.png)
Regulatory Compliance Management
Challenge of Keeping Up With Regulations
Regulatory compliance management is getting even more complicated - whether legislation in the United Arab Emirates such as the UAE Federal Laws, ADGM Framework, or DIFC laws and regulations, or other Industry-specific regulations, like Sarbanes-Oxley, FDA, Bribery Act, EU Data Privacy, EU Data Privacy, or Netherlands House for Whistleblowers Act. These and many other industry-specific regulations, laws, and standards ensure that corporations operate lawfully and ethically. Staying up-to-date with the changing regulatory compliance panorama is a massive challenge and a vital compliance risk source.
Compliance requirements are influencing an ever-widening number of business processes. Many specialized systems and procedures are being designed undividedly to meet industry-specific regulations. As compliance initiatives become more intermingled from regulatory changes, the use of multiple or disconnected compliance solutions can commence to duplicate or inconsistent policies, processes, and documentation, cloud your visibility into your firm's risks, decrease efficiency and intensify the cost of compliance.
Speak with one of our experts to help you get started
The training you buy will affect all the employees in your organization. Let’s get it right. Click the button, and we’ll ask you a few questions to suggest a course package that’s right for you.
WHAT YOU NEED
Strategy
A precise understanding of what regulations, policies, and responsibilities apply to your firm and a system for ongoing auditing, recording, reporting exception events, compliance breaches, and corrective actions.
A Plan to Meet Requirements
A plan for a unified approach to meet cross-industry regulations such as UAE Federal Laws and ADGM Laws & Regulations and DIFC Regime, GDPR, the UK Bribery Act, and compliance with industry-focused regulatory guidelines.
Engaging Visual Training & Monitoring
A regulatory compliance training program and a system to monitor third-parties and merchants with periodic reporting.
A Risk-Based Approach
A solution that helps you properly manage changes to applicable environmental, safety regulations, and health, and eliminates compliance deviations and mitigate compliance risks
Steps You Can Take to Centralize All Tasks Required to be Compliant with Regulations
STEP 1
Make sure your policies and procedures are up-to-date with the continually evolving laws, regulations, guidelines, and standards
.
STEP 2
Offer various whistleblower reporting ways, including a compliance hotline
STEP 3
Train the fit and proper persons on the relevant topics at the right time to mitigate any non-compliance risks with laws and regulations applicable to your industry and region
STEP 4
Be the first to know when a third-party, supplier, or vendor behavior may impact your regulatory compliance. Ongoing monitoring and continuous third-party due diligence are critical